| Appeal Date |
Appeal Number |
Category |
Appeal Details |
Status |
| 13/07/2022 |
FST 06/22 |
Investment Services |
ATOM Trustees Ltd |
Ongoing |
| 27/06/2022 |
FST 07/22 |
Investment Services |
RISKCAP INTERNATIONAL LTD |
Decided |
| 23/03/2022 |
FST 02/17 |
Insurance Administrative Penalties |
Victoria Insurance Agency Limited vs MFSA |
Decided |
| 04/03/2022 |
FST 02/22 |
Investment Services |
CSB International Limited |
Decided |
| 25/02/2022 |
FST 04/22 |
Investment Services |
FST Portmann Capital Management Ltd |
Ongoing |
| 12/01/2022 |
FST 03/22 |
Investment Services |
Insignia Card Ltd |
Withdrawn |
| 05/01/2022 |
FST 01/22 |
Investment Services |
Curmi & Partners |
Decided |
| 29/12/2021 |
FST 05/22 |
Investment Services |
Reliance Management Limited |
Decided |
| 20/12/2021 |
FST 08/21 |
Investment Services |
SMM Consultancy Ltd |
Decided |
| 16/12/2021 |
FST 07/21 |
Investment Services |
S&D Yachts |
Decided |
| 15/12/2021 |
FST 07/20 |
Investment Services |
OTP Financing Malta Co Ltd |
Declined |
| 14/12/2021 |
FST 04/21 |
Investment Services |
Integrated Capabilities Malta Ltd |
Ongoing |
| 14/12/2021 |
FST 05/21 |
Investment Services |
Iosif Galea |
Ongoing |
| 14/12/2021 |
FST 06/21 |
Investment Services |
Francesco Trimboli |
Decided |
| 30/11/2021 |
FST 03/21 |
Investment Services |
Investar plc |
Ongoing |
| 14/05/2021 |
FST 02/21 |
Investment Services |
MC Trustees Ltd |
Decided |
| 29/04/2021 |
FST 01/21 |
Investment Services |
Phoenix Payments Limited |
Ongoing |
| 30/11/2020 |
FST 09/20 |
Investment Services |
Clayton Formosa |
Ongoing |
| 27/11/2020 |
FST 08/20 |
Investment Services |
Signia Holding Ltd & satabank plc |
Ongoing |
| 16/10/2020 |
FST 06/20 |
Investment Services |
JD Capital p.l.c – C 82098 |
Decided |
| 15/10/2020 |
FST 05/20 |
Investment Services |
Dennis Muscat |
Ongoing |
| 04/09/2020 |
FST 04/20 |
Investment Services |
Corporate & Commercial FX Services |
Decided |
| 30/07/2020 |
FST 03/20 |
Investment Services |
Signia Holding Ltd & satabank plc |
Ongoing |
| 10/06/2020 |
FST 02/20 |
Investment Services |
Christian Ellul |
Ongoing |
| 10/06/2020 |
FST 01/20 |
Investment Services |
Karl Schranz |
Ongoing |
| 18/12/2019 |
FST 06/19 |
Investment Services |
E&S Consultancy Ltd vs MFSA |
Ongoing |
| 15/11/2019 |
FST 05/19 |
Malta Stock Exchange |
Marine Bunkers Malta Ltd vs Listings Authority & MSE |
Withdrawn |
| 20/06/2019 |
FST 04/19 |
Investment Services |
Momentum Pensions Malta Ltd vs MFSA |
Decided |
| 15/06/2019 |
FST 03/19 |
Investment Services |
E&S Consultancy Ltd vs MFSA |
Ongoing |
| 26/03/2019 |
FST 02/19 |
Banking |
ITC International Pensions Ltd.vs MFSA |
Decided |
| 20/02/2019 |
FST 01/19 |
Investment Services |
Novium AG vs MFSA |
Decided |
| 15/01/2019 |
FST 01/19 |
Investment Services |
Novium AG vs MFSA |
Ongoing |
| 19/11/2018 |
FST 08/18 |
Banking |
The Multi Group Ltd, Multi Brand Gaming Ltd, Multi Warehouse Ltd, Lotto warehouse Ltd, Multilotto UK Ltd, Wasp Media Ltd, Multi Pay N.V. and Round Spot Services Ltd vs MFSA |
Withdrawn |
| 19/11/2018 |
FST 07/18 |
Banking |
Softquo Holding Ltd, Golden Bet Limited, Virtual Gaming Technologies Ltd and G-Virtuals Limited vs MFSA |
Withdrawn |
| 13/11/2018 |
FST 06/18 |
Investment Services |
Signia Holding Ltd & Satabank plc vs MFSA |
Ongoing |
| 20/09/2018 |
FST 05/18 |
Investment Services |
Portmann Capital Management Limited vs MFSA |
Ongoing |
| 13/09/2018 |
FST 04/18 |
Investment Services |
Portmann Capital Management Ltd vs MFSA |
Ongoing |
| 17/05/2018 |
FST 02/18 |
Investment Services |
Pilatus Holding Limited vs MFSA |
Ongoing |
| 17/05/2018 |
FST 03/18 |
Investment Services |
Johannes Helmut Michael Bauer; Dr. Claude-Anne Saint Fournier; Hamidreza Ghanbari; Robert L. Kligensmith; Luis Felipe Rivera & Mustafa Cetinel in their personal capacity as directors of Pilatus Bank plc and for & behalf of Pilatus Bank plc |
Ongoing |
| 15/01/2018 |
FST 01/18 |
Transfer of Insurance Business |
HSBC Life Assurance (Malta) Limited transfer of Long Term Life Assurance business to Lombard International Assurance S.A. |
Decided |
| 15/09/2017 |
FST 04/17 |
Investment Services |
Confiance Malta Limited vs MFSA |
Withdrawn |
| 23/08/2017 |
FST 03/17 |
Investment Services |
FIMBANK plc vs MFSA |
Decided |
| 04/01/2017 |
FST 01/17 |
Investment Services |
Heikki Niemela, Mika Lehto each in their personal capacity as directors of Nemea Bank plc, Nemea plc (C45025);Nevestor SA (890.311.134)& Nemea Bank plc (C45026) vs MFSA |
Ongoing |
| 16/11/2016 |
FST 10/16 |
Investment Services |
Heikki Niemela, Mika Lehto in their personal capacity as directors of Nemea Bank plc; Nemea Bank plc (45025);Nevestor SA (890.311.134)and Nemea Bank plc (45026) vs MFSA |
Ongoing |
| 19/07/2016 |
FST 09/16 |
Investment Services |
Hollingsworth International Financial Services Limited vs MFSA |
Withdrawn |
| 08/07/2016 |
FST 08/16 |
Investment Services |
Futura Investment Management Limited vs MFSA |
Withdrawn |
| 03/06/2016 |
FST 07/16 |
Investment Services |
Appeal by Hollingsworth International Financial Services Limited |
Withdrawn |
| 19/05/2016 |
FST 06/16 |
Investment Services |
Appeal by Roman Orloff, Anar Shadlinskiy and Zaur Aslov |
Withdrawn |
| 12/05/2016 |
FST 05/16 |
Investment Services |
Appeal by STM Malta Trust and Company Management Limited |
Withdrawn |
| 11/05/2016 |
FST 04/16 |
Investment Services |
Appeal by Heikki Niemela, Mika Lehto each in their personal capacity as directors of Nemea Bank plc; Nemea plc (C45025); Nevestor SA (890.311.134) ad Nemea Bank plc (C45026) |
Ongoing |
| 15/04/2016 |
FST 03/16 |
Investment Services |
Appeal by St Publius Corporate Services Limited |
Decided |
| 07/04/2016 |
FST 02/16 |
Investment Services |
Appeal by FX-CAM Consulting and Advertisement Ltd (C57386), formerly Sensus Capital Markets Ltd |
Ongoing |
| 11/03/2016 |
FST 03/15 |
Insurance Administrative Penalties |
Appeal by Alan Kentish vs MFSA |
Withdrawn |
| 11/03/2016 |
FST 01/16 |
Investment Services |
Appeal by JFP Investments (SICAV) plc vs MFSA |
Withdrawn |
| 06/02/2015 |
FST 02/15 |
Investment Services |
Appeal by Novium AG (Reg. no. CH-020.3.029.773-3) vs MFSA |
Withdrawn |
| 20/01/2015 |
FST 01/15 |
Investment Services |
Appeal by Kevin Murcko and Mr Sylvain Legay in thier own name and that of Premier Interchange Gateway Limited |
Withdrawn |
| 13/11/2014 |
FST 01/14 |
Investment Services |
Ms Hermione Bugeja vs MFSA |
Withdrawn |
| 15/10/2013 |
FST 02/13 |
Investment Services |
All Invest Company Limited (C22239) and Wallace Falzon (ID 308986) v Malta Financial Services Authority |
Withdrawn |
| 15/10/2013 |
FST 01/13 |
Investment Services |
All Invest Co. Ltd |
Withdrawn |
| 31/10/2012 |
FST 04/12 |
Investment Services |
MFSP Financial Management Ltd v MFSA |
Withdrawn |
| 28/06/2012 |
FST 03/12 |
Investment Services |
Bank Of Valletta Plc vs M.F.S.A. |
Withdrawn |
| 28/03/2012 |
FST 01/12 |
Insurance Administrative Penalties |
Ms Denise Zammit vs MFSA |
Withdrawn |
| 28/03/2012 |
FST 02/12 |
Investment Services |
Bank Of Valletta Plc vs M.F.S.A. |
Withdrawn |
| 24/10/2011 |
FST 04/11 |
Investment Services |
Bank Of Valletta Plc vs M.F.S.A. |
Withdrawn |
| 15/06/2011 |
FST 03/11 |
Insurance Administrative Penalties |
Victoria Insurance Agency Ltd vs MFSA |
Withdrawn |
| 29/03/2011 |
FST 02/11 |
Insurance Administrative Penalties |
Life Insurance Company ‘ALICO’ vs MSV Life Plc. |
Decided |
| 01/02/2011 |
FST 02/10 |
Investment Services |
Appeal by Mediterranean Investment Holdings Ltd plc |
Withdrawn |
| 09/12/2010 |
FST 03/10 |
Investment Services |
Appeal by Rizzo Farrugia & Co. (Stockbroking) Ltd. |
Withdrawn |
| 09/09/2010 |
FST 01/10 |
Insurance Administrative Penalties |
European Insurance Group Ltd. |
Decided |
| 10/12/2009 |
FST 01/09 |
Administrative Penalties |
Appeal by Manduca and Randon Co Ltd |
Decided |
| 10/12/2009 |
FST 01/06 |
Investment Services |
Appeal by Sibylline Capital Management Co Ltd (in formation) |
Decided |
| 01/12/2009 |
FST 04/09 |
Administrative Penalties |
Appeal by Mr. Nicholas Portelli |
Ongoing |
| 25/11/2009 |
FST 05/09 |
Administrative Penalties |
Appeal by Mr. James Blake |
Decided |
| 21/11/2009 |
FST 03/09 |
Administrative Penalties |
Appeal by Mr. Christopher Pace |
Decided |
| 11/06/2009 |
FST 02/09 |
Insurance Administrative Penalties |
Appeal by Mr. Vito Aufieri |
Withdrawn |
| 20/10/2006 |
FST 02/06 |
Investment Services |
Appeal by Global Capital Fund Advisors Ltd |
Withdrawn |
| 03/02/2005 |
FST 01/05 |
Administrative Penalties |
Appeal by Middle Sea Valletta Life Assurance Co Ltd regarding an MSV Capital Bond Advert |
Withdrawn |
| 12/11/2004 |
FST 01/04 |
Investment Services |
Appeal by Messrs P Azzopardi, A Azzopardi, M La Pira, J Fava |
Withdrawn |
| 01/11/2003 |
FST 01/03 |
Insurance Administrative Penalties |
Appeal by Micallef Insurance Agency Limited |
Withdrawn |
| 12/12/2002 |
FST 03/02 |
Malta Stock Exchange |
Appeal by Mr Edmond Mugliette in respect of procedures at the Malta Stock Exchange |
Withdrawn |
| 14/08/2002 |
FST 02/02 |
Insurance Administrative Penalties |
Appeal by Shields Services Limited and Mark Randon |
Withdrawn |
| 23/02/2002 |
FST 01/02 |
Transfer of Insurance Business |
Transfer of life insurance portfolio of the Malta Branch of British Insurance Company (MTIUS) Limited |
Decided |
| 30/10/2001 |
FST 02/01 |
Insurance Administrative Penalties |
Appeal by Galea Insurance Brokers Ltd |
Withdrawn |
| 01/10/2001 |
FST 03/01 |
Banking |
Appeal by Mr. Anthony C Azzopardi from a decision of the Central Bank of Malta |
Withdrawn |
| 01/08/2001 |
FST 01/01 |
Transfer of Insurance Business |
Appeal by Fenici Insurance Agency Ltd against administrative penalties imposed by the Malta Financial Services Centre. |
Withdrawn |
| 01/12/2000 |
FST 01/01 |
Insurance Administrative Penalties |
Appeal by Fenici Insurance Agency Ltd against administrative penalties imposed by the Malta Financial Services Centre. |
Decided |
| 03/09/1999 |
FST 01/99 |
Transfer of Insurance Business |
Transfer of Malta Life Portfolio of Assicurazioni Generali to Middle Sea Valletta Life Assurance Company Limited (MSV) |
Decided |
